Hyman Cotter PC

Business Information
Lewitas Hyman PC represents individual investors, financial professionals, broker-dealers and registered investment advisors in matters impacting the financial services industry. The firm advises on matters involving investment losses resulting from alleged misconduct by financial professionals and firm; regulatory investigations and registration issues involving the SEC, FINRA, State, CFP Board and other regulatory bodies; and employment disputes specific to the financial services industry such as wrongful termination, defamation, and the expungement of BrokerCheck and other CRD disclosures.





Services:
FINRA Investigations, SEC Investigations, State Regulatory Investigations, Employment Counsel, Wrongful Discharge, Expungement Claims, Promissory Notes, Forgivable Notes, Firm Transitions, CFP Board Investigations, Partnership Disputes, Broker Protocol, Form U5 Claims, Financial Services Arbitration, Financial Services Litigation, Regulatory Counseling, Regulatory Investigations, RIA Formation, Compliance Counsel, Securities Litigation, Commercial Litigation, GWG L Bonds, Investment Loss Matters, Financial Advisor Misconduct, Breach of Fiduciary Duty, Retirement Planning Negligence, Securities Fraud, Investment Fraud, Unauthorized Trading

Languages:
English

Established:
2020