Business Information
Herskovits PLLC is a team of experienced and talented securities lawyers, New York-based with a national practice. As litigation and regulatory enforcement attorneys, we represent broker-dealers, financial institutions, and advisors in a variety of circumstances including:

- FINRA Investigations and Enforcement or Disciplinary Actions
- Securities Industry Employment Disputes
- FINRA Investor Claims Defense
- FINRA Investor Claims
- SEC & CFTC Whistleblower Claims

And in all other securities litigation, appeals in Federal and state courts and regulatory forums.

Connect the Herskovits securities and regulatory team now for a Confidential and No-Cost evaluation of your circumstance.

Opening Times
Mon 09:00 AM-5:00 PM
Tue 09:00 AM-5:00 PM
Wed 09:00 AM-5:00 PM
Thu 09:00 AM-5:00 PM
Fri 09:00 AM-5:00 PM
Sat
Sun

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