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Compliance Exchange Group
Compliance Exchange Group
732 Smithtown Bypass, Suite 203
Smithtown
New York
11787
United States
Tel: (631) 595-5305
Website:
https://cxgllc.com/
Business type:
Business Information
Compliance Exchange Group (CXG) offers a comprehensive suite of services tailored specifically to the broker-dealer industry. Whether you're looking to establish a new broker-dealer firm or enhance the compliance framework of an existing one, CXG provides expert guidance every step of the way.
Services Include:
Broker-Dealer Compliance Consulting
Broker-Dealer Registration Services
Broker-Dealers for Sale
Starting a Broker-Dealer
Buying a Broker-Dealer
Chief Compliance Officers (CCO) & Chief Operating Officers (COO) Services
Financial and Operations Principal (FinOP) Services
Series 24, 27, 29, 53, and 4 Licenses Support
Registered Options Principal (ROP) Services
Compliance Exchange Group - The Market Leader in Broker Dealer Transactions
Opening Times
Mon-Fri 9am-5pm, Sat-Sun Closed
Mon-Fri 9am-5pm, Sat-Sun Closed
Map location Select here to view map
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